Keep Your Company 100% Compliant with the ROC

From annual filings (AOC-4, MGT-7) to director changes, auditor appointments, and event-based forms - Taxally handles your entire Registrar of Companies compliance. Never miss a deadline, avoid heavy penalties, and keep your company in good standing. Trusted by 500+ businesses across India.

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    What is ROC Compliance?

    ROC compliance means filing the mandatory forms and returns that every company and LLP must submit to the Registrar of Companies (ROC) under the Companies Act, 2013. These filings report your financials, shareholding, directors, and key business events to the Ministry of Corporate Affairs (MCA). Staying compliant keeps your company's status active, protects directors from disqualification, and builds trust with banks and investors - while non-compliance invites daily penalties that have no upper limit. Taxally tracks every deadline and files everything accurately so you never have to worry.

    Mandatory
    Required for every company, even with zero turnover
    ₹100/day
    Late filing penalty with no maximum cap
    5-Year Ban
    Directors face disqualification after 3 years of non-filing
    💡 Quick Tip: Even a dormant or zero-revenue company must file its annual returns. Compliance obligations are tied to your company's existence, not its income.

    Our ROC Compliance Services

    Whether it's your yearly filings or a one-time company change, we manage every MCA requirement end-to-end.

    Annual ROC Filing

    Complete filing of AOC-4 (financial statements) and MGT-7 / MGT-7A (annual return) within statutory timelines, with all supporting resolutions.

    Director KYC (DIR-3 KYC)

    Filing of director KYC to keep every DIN active and avoid deactivation and reactivation fees.

    Company Name Change

    Complete name-change process — name approval, special resolution, MOA/AOA update, and fresh incorporation certificate.

    Director Appointment & Removal

    Smooth onboarding or exit of directors, including DIN application, DIR-12 filing, and board resolutions.

    Increase in Authorised Capital

    End-to-end handling of capital increase, including SH-7 filing, MOA amendment, and resolutions.

    Share Transfer & Allotment

    Proper documentation and filing for transfer of shares or fresh allotment between members.

    Auditor Appointment (ADT-1)

    Timely intimation to the ROC for appointment or reappointment of your statutory auditor.

    Registered Office Change

    Filing of INC-22 and related forms for shifting your registered office within or across jurisdictions.

    Company Strike-Off

    Voluntary closure of a non-operational company through STK-2, handled cleanly and compliantly.

    Mandatory Annual ROC Filings

    These are the key forms every private limited company must file each year. Due dates are linked to your AGM or financial year-end.

    Form Purpose Due By
    AOC-4 Filing of audited financial statements Within 30 days of the AGM
    MGT-7 / MGT-7A Annual return (shareholders, directors, capital) Within 60 days of the AGM
    ADT-1 Intimation of auditor appointment Within 15 days of the AGM
    DIR-3 KYC Director KYC to keep DIN active Periodically, as notified by the MCA
    DPT-3 Return of deposits & outstanding loans By 30 June each year
    MSME-1 Half-yearly report of dues to MSME vendors Half-yearly

    The AGM itself must be held within 6 months of the financial year-end. We track every linked deadline for you.

    Documents Required

    The exact list depends on the filing, but here's what's commonly needed for ROC compliance.

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    Audited Financial Statements (Balance Sheet, P&L)

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    Directors' Report & Auditor's Report

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    Registered Office Details & Proof

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    Details of Directors and Shareholders

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    Board & General Meeting Resolutions

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    Company CIN, PAN & Incorporation Documents

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    Share Capital & Shareholding Structure

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    Geotagged Photo of Registered Office (where required under MCA-V3)

    * For event-based filings (director change, capital increase, etc.), additional specific documents and resolutions are required — we'll guide you on exactly what's needed.

    Who Needs ROC Compliance

    If you run any of these registered entities, annual ROC filing is mandatory - regardless of turnover.

    Entity Type Key Filings Frequency
    Private Limited Company AOC-4, MGT-7, ADT-1 Annual
    One Person Company (OPC) AOC-4, MGT-7A Annual
    Public Limited Company AOC-4, MGT-7, ADT-1 Annual
    Limited Liability Partnership Form 11, Form 8 Annual
    Section 8 Company AOC-4, MGT-7 Annual
    Dormant / Zero-Revenue Company Nil AOC-4 & MGT-7 Annual

    Why ROC Compliance Matters

    Staying compliant isn't just a legal formality — it directly protects your company and its directors.

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    Avoid Heavy Penalties

    Late filing attracts ₹100 per day per form with no upper cap — small delays can snowball into lakhs.

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    Protect Your Directors

    Non-filing for 3 consecutive years disqualifies directors for 5 years and deactivates their DIN.

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    Maintain Active Status

    Timely filings keep your company "Active" on the MCA portal — essential for banking and contracts.

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    Build Investor Confidence

    A clean compliance record is the first thing investors and lenders check during due diligence.

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    Prevent Strike-Off

    Persistent non-compliance can lead the ROC to strike your company off the register entirely.

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    Strengthen Credibility

    Compliant companies enjoy stronger trust with clients, vendors, and financial institutions.

    Simple 4-Step Process

    From document collection to ROC submission — our process keeps your compliance effortless

    09 - Process Steps
    1

    Free Consultation

    Reach us via the form or WhatsApp. We review your company's compliance status and pending filings.

    2

    Document Collection

    Share your financials and company details securely. We prepare all forms, reports, and resolutions.

    3

    Review & Approval

    We draft everything, verify accuracy, and share it for your approval before filing.

    4

    Filing & Acknowledgement

    We e-file on the MCA portal and send you the filed forms and acknowledgement — your compliance is done.

    Penalties Of Non Compliance

    Missing ROC deadlines is expensive and risky. Here's what's at stake:

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    ₹100 Per Day, No Cap

    Late filing of AOC-4, MGT-7, and most forms attracts ₹100 per day per form — accumulating indefinitely.

    Director Disqualification

    Failure to file annual returns for 3 consecutive years disqualifies directors for 5 years under Section 164(2).

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    DIN Deactivation

    A missed Director KYC deactivates the DIN, blocking all other filings until reactivated with a fee.

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    Company Strike-Off

    The ROC can strike off persistently non-compliant companies, ending their legal existence.

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    Don't let small delays turn into big problems — Taxally's compliance team keeps you ahead of every deadline.

    Frequently Asked Questions

    Got questions about ROC Compliance? We've answered the most common ones below. Still confused? Our experts are just a call away.

    Is ROC filing mandatory for a company with no transactions?

    Yes. Every registered company must file its annual returns even with zero revenue or activity. You’ll file AOC-4 with nil financial statements and MGT-7 / MGT-7A with current details. Compliance is based on the company’s existence, not its turnover.

    What happens if I miss an ROC deadline?

    Late filing attracts a penalty of ₹100 per day per form with no upper limit. Continued non-filing can lead to director disqualification, DIN deactivation, and even company strike-off.

    What is the difference between AOC-4 and MGT-7?

    AOC-4 reports your company’s audited financial statements, while MGT-7 (or MGT-7A for OPCs and small companies) is the annual return covering shareholders, directors, and company structure.

    When is the AGM required to be held?

    A company must hold its Annual General Meeting within 6 months of the financial year-end. The AOC-4 and MGT-7 deadlines are then counted from the AGM date.

    Do LLPs also need ROC compliance?

    Yes. LLPs must file Form 11 (annual return) and Form 8 (statement of accounts) every year, regardless of turnover or activity.

    Can you handle one-time company changes too?

    Absolutely. Beyond annual filings, we manage director appointments/removals, capital increases, office changes, name changes, share transfers, and company strike-offs.

    What is DIR-3 KYC and how often is it filed?

    DIR-3 KYC verifies the details of every director holding a DIN. It must be filed periodically as notified by the MCA to keep the DIN active – we track the current requirement and file it for you.

    Why Taxally?

    With 14+ years of experience and 500+ companies managed, Taxally makes ROC compliance accurate, affordable, and completely worry-free.

    14+ Years Experience

    Trusted corporate compliance experts

    100% Online

    Everything handled via WhatsApp & email

    Expert CA Team

    Professionals dedicated to your filing

    Zero Missed Deadlines

    Automated reminders for every due date

    Transparent Pricing

    Flat fees with no hidden charges

    End-to-End Support

    From resolutions to MCA submission

    Ready to Stay Fully Compliant?

    Talk to our compliance expert today and keep your company in perfect standing — free consultation, no obligation.